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Consumer Protection Commission
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#	Item
481	Final Rule: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant.” Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-24 10:32:32 Systemic risk Credit default swap United States housing bubble Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Derivative Swap Futures contract U.S. Securities and Exchange Commission Financial economics Finance Financial system
482	PUNJAB STATE ELECTRICITY REGULATORY COMMISSION SCO NO, SECTOR 34A,CHANDIGARH CONSUMER CHARTER STATEMENT OF RIGHTS OF CONSUMERS The Consumer Charter is a synopsis of the rights of consumer of electricity Add to Reading List Source URL: www.pspcl.in Language: English - Date: 2011-09-15 05:56:15 Electric power Electric power distribution Consumer protection law Consumer protection Ombudsman
483	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXJanuary 11, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 07:04:02 Financial regulation 73rd United States Congress United States Securities and Exchange Commission Business Law Dodd–Frank Wall Street Reform and Consumer Protection Act Audit committee Securities Act Regulation S-K United States securities law Corporate governance Auditing
484	SECURITIES AND EXCHANGE COMMISSION (Release No; File Nos. SR-DTC; SR-NSCCMay 7, 2015 Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; No Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 12:26:45 Securities Financial markets Systemic risk Depository Trust & Clearing Corporation ACT Clearing Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Settlement Financial economics Financial system Finance
485	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 270, and 274 Release Nos; IC-30847; File No. S7-7-11 RIN 3235-AL02 Removal of Certain References to Credit Ratings Under the Investment Company Act AGENCY: Se Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-08 13:24:20 Financial economics 73rd United States Congress United States Securities and Exchange Commission Credit rating agency Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Investment Company Act Securities regulation in the United States Financial regulation United States securities law Finance
486	COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 4 RIN 3038-AD03 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 Release No. IA-3308; File No. S7-05-11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-31 10:39:57 Economics 76th United States Congress Investment Late-2000s financial crisis Systemic risk Hedge fund Investment Advisers Act Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Commodities market
487	Final Rule: Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-22 18:45:56 Financial services 76th United States Congress United States securities law Investment Advisers Act Hedge fund Investment Company Act Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial economics Investment Finance
488	Final Rule: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-08 13:20:23 Financial markets United States housing bubble Financial services Net capital rule Credit rating agency Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Broker-dealer Finance Financial economics Business
489	Proposed Rule: Mine Safety Disclosure Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-23 17:23:08 Financial regulation Mine Safety and Health Administration Safety engineering Auditing Corporate governance United States corporate law Dodd–Frank Wall Street Reform and Consumer Protection Act Federal Mine Safety and Health Review Commission Securities Act United States securities law Mining Law
490	Microsoft Word_2_.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-28 08:33:48 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk United States federal banking legislation Derivative Commodity Futures Trading Commission Swap Financial economics Finance Financial system

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